Recent Developments in Insider Trading Regulations and Crisis Management Practices – Commencement of a Crackdown on Encouragement to Commit Insider Trading

Authors： Shun Sato
Crisis Management/Compliance practice newsletter 2019. January
Magazine/Book：Crisis Management/Compliance practice newsletter 2019. January
Publisher：Oh-Ebashi LPC & Partners
Practice： Corporate Investigation
Date of publication： January 25, 2019

Other publications by Shun Sato

2022.09.13
Proving the Other Party’s Bad Faith in Avoidance of Preference - Based on the Tokyo District Court Decision of March 31, 2020
2021.10.12
Utilization of Filing of Petition for Bankruptcy Proceedings by a Creditor and Order for Temporary Administration – What to Do upon Misconduct or Concealment of Assets by a Debtor
2020.11.10
Guides for Use of Special Conciliation by the Japan Federation of Bar Associations – Rehabilitation Support Type, Business-Owner-Guaranteed-Obligations Restructuring Type, and Business Discontinuation Support Type –
2020.04.01
Legal Practice regarding Contracts in Light of the Amendments to the Law of Obligations
2020.01.14
Overview of the Scheme of the Small and Medium-Sized Enterprise Revitalization Support Council (Chushokigyo Saisei Shien Kyogikai)
2019.10.04
What are the Standard Terms and Conditions Newly Provided in the Amended Civil Code?
2019.03.12
Supreme Court Judgment Ruling that Retention of Ownership Prevails Over a Transfer Security Interest (jyoto tanpo) on Collective Movable Property – Judgment of the Supreme Court on December 7, 2018 (Kinyu Homu Jijyo No. 2106, p. 4)
2019.03.12
Impact of Amendments to the Law of Succession on Practices for Business Succession, Debt Management and Collection, etc., and Points to Note Therefor - Part 2
2018.11.13
The Tokyo High Court Decision on Whether or Not to Include Deductible Expenses of Renounced Credit Amounts of a Subsidiary under Special Liquidation Proceedings for an Individual Settlement Type (Judgment Date: July 26, 2018) (Weekly Tax Communication 2474, p. 10)
2018.09.11
Impact of amendments to the law of succession on practices for business succession, debt management and collection, etc., and points to note therefor - Part 1
2018.08.14
Order of priority between a mortgage and the reservation of ownership in the case where the property that is the subject of the reservation of ownership mixes into the collective properties under the mortgage
2018.05.01
Learning about the Amendment to Laws on Obligations through Case Studies
2017.02.01
The Hasan-kanzai Practice (The Trusteeship Practice)
2016.07.01
Points to Note on Ordinances Providing an Obligation to Pay Contributions, etc.
2014.02.25
New Approach for the Use of Corporate Reorganization Proceedings – The case in which, after having been shifted from a civil rehabilitation case to a bankruptcy case, the bankruptcy trustee filed a petition to commence corporate reorganization proceedings and, under such corporate reorganization proceedings, the trustee successfully formed an agreement with secured creditors and disposed the building built on leased land, including completed parts of construction (concrete basement and the like) thereof
2014.02.01
Hasan-kanzai BASIC (The Basics of Trusteeship)
2012.07.01
Thesis: Bankruptcy of Beneficiary/Master Lessee in Real Estate Securitization Scheme
2010.01.01
Trends in Court Cases and Legal Practices on the System of Approving the Extinguishment of Security Interests in Civil Rehabilitation Proceedings
2009.11.01
Bankruptcy of Beneficiary/Master Lessee in Real Estate Securitization Scheme (Vol. 2)
2009.10.01
Bankruptcy of Beneficiary/Master Lessee in Real Estate Securitization Scheme (Vol. 1)

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ICLG - Business Crime 2024 14th Edition - Japan Chapter
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Development and Implementation of the Whistleblowing System Based on the Amended Whistleblower Protection Act (2)
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Improvement and Operation of Whistleblowing Systems in Light of the Amendments to the Whistleblower Protection Act (1)
2021.03.01
Corporate Governance and Internal Investigations in Europe (3) – Protection of Whistleblowers
2021.03.01
Corporate Governance and Internal Investigations in Europe (2) – Protection of Personal Data
2021.03.01
Corporate Governance and Internal Investigations in Europe (1) - Overview
2019.09.27
Points to Note in the Governance of Overseas Subsidiaries in View of Group Guidelines and Actual Examples of Corporate Scandals
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Seminar: Practical Responses to Corporate Scandals and Japanese Plea Bargaining - Including Responses regarding International Cartels　(Co-author)
2019.04.30
The Practice and Prospects of Cooperation Process in Japan Criminal Investigations
2019.04.26
Commentary on Consumer Protection Legislation in Singapore with Focus on E-commerce
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Building a Compliance System for China-based Affiliates – Mainly on the Aspects of Transactions
2019.02.22
Response to Accidents Involving Consumer Products
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Recent Developments in Insider Trading Regulations and Crisis Management Practices – Commencement of a Crackdown on Encouragement to Commit Insider Trading
2018.12.14
Enforcement and Impact of the Clinical Trial Act
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Various Aspects of the US Bankruptcy Law #2 – Automatic Stay I
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Are You Familiar with the Work of a Business Rehabilitation Lawyer?
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Handling by the Consumer Affairs Agency of Inspections of Violations of the Act Against Unjustifiable Premiums and Misleading Representations
2018.10.21
The Milestone No. 4 ofthe Anti-Monopoly Act: Understanding Through Multiplication - The Anti-Monopoly Act and the Code of Criminal Procedure
2018.10.19
Overview of corporate responsibilities for an important misstatement in a securities report due to fraudulent accounting
2018.09.21
The proper course of an investigation by a company after discovery of a corporate scandal or an illegal act
2018.03.21
Understanding Actual Practices – Points Corporate Officers Must Know before the Enforcement of Japanese Plea Bargains
2017.09.27
Q&A on Understanding Japanese “Plea Bargains” and the Corporate Legal Practices Thereon –A New System of Negotiation and Agreement,and Approaches Thereto

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