Apart from addressing various issues concerning financial regulations, which arise incidentally in individual financial dealings, our firm also provides legal advice on various day-to-day compliance issues that financial institutions (such as banks, securities companies, trust and investment trust management companies) face.
We handle matters involving the interpretation or application of a large variety of laws and ordinances (such as the Financial Instruments and Exchange Act, the Banking Act, the Trust Business Act, the Investment Trust Act and the Money Lending Business Act), and provide a broad range of services ranging from individual and specific legal consultation to dealing with company-level needs including filings with, registrations at and obtaining permissions from the relevant authorities, reviewing annual reports as well as planning and reviewing internal policies and rules.
Our firm also follows, on a steady basis, the frequent amendments to these financial-related laws, regulations and ordinances, and timely provides our clients with these amendments as needed in various ways such as seminars, newsletters and individual communications.
Lawyers in charge of Financial Regulations
- Tomohiro Murakami
- Motoi Shimadera
- Seigo Takehira
- Keita Moriwaki
- Yuichi Urata
- Hiroshi Kuramochi
- Takuyuki Sakurai
- Kayoko Naito
- Shunta Doki
- Key Points of Amendments to be Made to the Laws on Virtual Currency (Right to Transfer Cryptocurrency/Electronic Records) Based on the Proposed Amendments - Part 2: The Financial Instruments and Exchange Act -
- Practical key points of legal system of "Cashless and Payment Service Business" and "New Financial Service Intermediary Business" -With a focus on feasibility from the FinTech perspective -
- Characteristics of Limited Partnerships Established Overseas and Points to Note in Reviewing LP Agreements
- 【Online Seminar】Explanation of the Financial Services Intermediaries System and its Impact on the Independent Financial Advisor (IFA) Platform- In Light of the Potential Revision to the Principle of Customer Oriented Business Operations
- Important Issues in Business Legal Affairs in View of Latest Developments - Restrictions on Fund Companies under the Financial Instruments and Exchange Act
- Important Issues in Business Legal Affairs in View of Latest Developments - FinTech and Legal Regulations - Payment Business and Virtual Currencies -
- Legal Regulations Concerning Crypto Assets (Virtual Currencies) Based on the Amendments in 2019 to the Payment Services Act
- Understanding the Fair Disclosure Rules and the Consequences Thereof for IR Practices in 90 Minutes -With a reference also to Cases of Penalties in the United States
- To Take Effect Soon: Summary of the Latest Information on Fair Disclosure Rules that Persons Engaged in Legal Affairs/IR Activities Should Know