Practical Approaches concerning Insider Trading: With a focus on the course of action to be taken after the start of an investigation by the authorities

2017.07.27

Practice Area : Corporate Investigation White Collar Crime

Date : July 27, 2017 (Thursday) 14:00-
Venue : SMBC Consulting Co., Ltd. Seminar Hall（Gofukubashi Building, 3-4, Yaesu 1-chome, Chuo-ku, Tokyo）
Speaker : Shun Sato
Organized by : SMBC Consulting Co., Ltd. (Supported by: Lexis Nexis Japan and Business Law Journal)

Other Seminars by Shun Sato

2021.03.24
【Online Seminar】Basics of Preservation and Collection of Commercial Receivables
2020.08.19
[Online Seminar: Video Streaming] Understanding Contracts Practice Under the Revised Laws of Obligation in 45 Minutes
2020.01.27
【Tokyo】Soon to be Enacted! Legal Practices for Revising Contracts and Preparing General Terms and Conditions in Accordance with the Amendment to the Civil Code (Law of Obligations)
2020.01.23
【Nagoya】Soon to be Enacted! Legal Practices for Revising Contracts and Preparing General Terms and Conditions in Accordance with the Amendment to the Civil Code (Law of Obligations)
2020.01.21
【Osaka】Soon to be Enacted! Legal Practices for Revising Contracts and Preparing General Terms and Conditions in Accordance with the Amendment to the Civil Code (Law of Obligations)
2019.11.26
Response to the Amendments to the Law of Obligations Starting Today - Contract Drafting Practice Mainly Focusing on Master Transaction Agreements
2019.09.17
【Osaka】Risk Management & Compliance Seminar ② Learning from Corporate Crimes towards Prospective Measures against Emergency and Preparation - Focusing on Insider Trading Cases, National Public Service Ethics Cases, and Bribery Cases
2019.09.05
【Tokyo】Risk Management & Compliance Seminar ② Learning from Corporate Crimes towards Prospective Measures against Emergency and Preparation - Focusing on Insider Trading Cases, National Public Service Ethics Cases, and Bribery Cases
2019.05.28
【Nagoya】Legal Practice on Drafting Contracts and General Terms and Conditions in accordance with the Amendment to the Civil Code (Law of Obligations)
2019.05.21
Legal Practice on Drafting Contracts and General Terms and Conditions in accordance with the New Revenue Recognition Standard and Amendment to the Civil Code (Law of Obligations)
2018.10.26
【Tokyo】M&A Legal Practices - Turning the Insolvency of Business Partners and Competitors into a Business Opportunity
2018.10.10
【Osaka】M&A Legal Practices - Turning the Insolvency of Business Partners and Competitors into a Business Opportunity
2018.08.07
【Osaka】A Study of the Main Points of the Amendments of the Law of Obligations through Case Studies
2018.07.12
A Seminar on the Practical Handling of Corporate Scandals
2018.07.04
【Tokyo】A Study of the Main Points of the Amendments of the Law of Obligations through Case Studies
2018.07.03
Learning from Cases: Essential Points in the Civil Code Reform and Its Effects on Practices - Commentaries on Important Matters and Answers to Frequently Asked Questions
2013.05.01
Handling of Statutory Bankruptcy Proceedings in a Bankruptcy Case of Lessee
2012.10.01
Obligations on Occupational Safety under Employment Contracts - The substance thereof and measures to prevent violations

MORE

Other Seminars about White Collar Crime

2022.06.07
【Onilne Seminar】Amendment of the Provider Liability Limitation Act and Corporate Practice with respect to Infringement of Rights on the Internet.
2019.10.01
Prevention of and Post Measures against Employees' Fraudulent Practices - Debt Collection, Labor and Criminal Responsibilities (Accusation and Plea-Bargaining) and Officers' Liabilities
2019.09.17
【Osaka】Risk Management & Compliance Seminar ② Learning from Corporate Crimes towards Prospective Measures against Emergency and Preparation - Focusing on Insider Trading Cases, National Public Service Ethics Cases, and Bribery Cases
2019.09.05
【Tokyo】Risk Management & Compliance Seminar ② Learning from Corporate Crimes towards Prospective Measures against Emergency and Preparation - Focusing on Insider Trading Cases, National Public Service Ethics Cases, and Bribery Cases
2018.07.19
Crisis Management and Compliance Measures -- Based on the Latest Practices of an American Law Firm
2018.06.07
Legal Affairs Practices in Preparation for the Prosecutorial Agreement System in Japan

MORE

Other Seminars about Corporate Investigation

2024.01.25
【On-site/Zoom/Video Streaming】（Re-lecture）Need-to-Know Basics of Corporate Investigation -Initial Response, Investigation and Implementation of Preventive Measures-
2023.11.17
Learn the Latest Trends! Duty of Care for Safety and Workplace Environments - Commentaries on Court Cases from the Perspectives of Mental Health, Harassment Investigation and LGBTQ+
2023.08.04
【Video Streaming】Need-to-Know Basics of Corporate Investigation -Initial Response, Investigation and Implementation of Preventive Measures-
2023.07.28
【On-site/Zoom/Video Streaming】Need-to-Know Basics of Corporate Investigation -Initial Response, Investigation and Implementation of Preventive Measures-
2023.06.27
[Video Streaming] Obligations and Responsibilities toward Employees, etc. that should be Noted at an Internal Investigation in View of Judicial Precedents Related to Labor Law
2023.01.17
【Online Seminar: Video Streaming】 Series of Seminars on Latest Court Decisions (19): A Commentary on the Latest Court Decisions on the Whistleblowing System
2023.01.17
【Online Seminar】 Series of Seminars on Latest Court Decisions (19): A Commentary on the Latest Court Decisions on the Whistleblowing System
2023.01.17
【Online Seminar: Video Streaming】 Series of Seminars on Latest Court Decisions (19): A Commentary on the Latest Court Decisions on the Whistleblowing System
2022.02.28
【Online Seminar】Overview of Practical Actions Relating to the Amended Whistleblower Protection Act and Relevant Guidelines - Points to Note for Modifying the Whistleblowing System in View of the Enforcement in June 2022
2021.10.22
【Onilne Seminar】Series of Seminars on Latest Court Decisions (5):Latest Court Decisions on Leakage of Personal Information
2021.09.16
【Onilne Seminar】New Series of International Legal Practice Seminars (1): Regarding Foreign Corrupt Practices
2021.07.16
【Onilne Seminar】Series of Seminars on Latest Court Decisions (1): Dispute over Development of Information Systems/Software
2021.06.07
【Online Seminar: Video Streaming】Review in 30 Minutes! Labor Law Series: To What Extent Can Employers Step into Employees' Private Sphere? - Limit of Corporate Discipline
2020.12.10
【Online Seminar: Video Streaming】Risk Management & Compliance Seminar ⑩Basic Practice for Companies to Preserve/Collect their Claims against/from Customers
2020.07.20
【Online Seminar: Video Streaming】Risk Management & Compliance Seminar ⑧ A Review of the Subcontract Act - Recapping the Risks of Violations of the Subcontract Act and Measures to Prevent Violations -
2020.02.19
【Osaka】Risk Management & Compliance Seminar ⑥ Answers to Questions You are Hesitant to Ask: Legal Responsibility of a Listed Company for Accounting Fraud and Management of Third Party Committees
2020.02.14
【Tokyo】Risk Management & Compliance Seminar ⑥ Answers to Questions You are Hesitant to Ask: Legal Responsibility of a Listed Company for Accounting Fraud and Management of Third Party Committees
2019.12.13
Trade Secret Law from Japanese and German Perspective
2019.12.05
Important Issues in Business Legal Affairs in View of Latest Developments - Prosecutorial Plea Bargain System in Japan
2019.11.25
【Osaka・Tokyo】Risk Management & Compliance Seminar ④ Global Compliance - Management and Internal Control of Overseas Subsidiaries
2019.11.12
Latest Trends in Compliance in Japan, the U.S. and Europe
2019.10.29
【Osaka】Risk Management & Compliance Seminar ③ Responses to Crises in Labor Relations - Points to Note in Handling Harassments, Misconducts and the Like and Case Studies
2019.10.28
Explanation by a Newscaster and an Attorney about "How to Manage Press Conference to be Held Concerning Corporate Scandal"
2019.10.23
【Tokyo】Risk Management & Compliance Seminar ③ Responses to Crises in Labor Relations - Points to Note in Handling Harassments, Misconducts and the Like and Case Studies
2019.10.15
Accidents due to Product Defects and Civil Disputes - Litigation Version & Prevention Version
2019.10.01
Prevention of and Post Measures against Employees' Fraudulent Practices - Debt Collection, Labor and Criminal Responsibilities (Accusation and Plea-Bargaining) and Officers' Liabilities
2019.09.17
【Osaka】Risk Management & Compliance Seminar ② Learning from Corporate Crimes towards Prospective Measures against Emergency and Preparation - Focusing on Insider Trading Cases, National Public Service Ethics Cases, and Bribery Cases
2019.09.05
【Tokyo】Risk Management & Compliance Seminar ② Learning from Corporate Crimes towards Prospective Measures against Emergency and Preparation - Focusing on Insider Trading Cases, National Public Service Ethics Cases, and Bribery Cases
2019.07.31
【Tokyo】Risk Management & Compliance Seminar ① Frequent mistakes in handling of corporate (organizational) scandals
2019.07.25
【Osaka】Risk Management & Compliance Seminar ① Practical handling of corporate scandals and establishment of preventive measures
2018.11.08
Interactions with Government Officials in Corporate Affairs and Points that Should be Paid Attention To
2018.10.12
【Osaka】Practical Measures for Dealing with the Compliance System for Chinese Subsidiaries - Commentary in 90 Minutes with the Use of a Check Sheet
2018.08.28
Legal Issues Concerning the Handling of Data in the Big Data/IoT Era - From the Perspectives of Protection and Utilization
2018.08.03
【Tokyo】Practical Measures for Dealing with the Compliance System for Chinese Subsidiaries - Commentary in 90 Minutes with the Use of a Check Sheet
2018.07.19
Crisis Management and Compliance Measures -- Based on the Latest Practices of an American Law Firm
2018.06.14
Points concerning the Amendments of the Chinese Unfair Competition Prevention Act -- Amendments regarding Commercial Bribery and Practice Trends
2018.06.07
Legal Affairs Practices in Preparation for the Prosecutorial Agreement System in Japan
2018.03.23
Summary of EU General Data Protection Regulations (GDPR) and Compliance Therewith
2018.03.06
【Tokyo】 The Law on Clinical Research and Compliance
2018.03.01
【Osaka】 The Law on Clinical Research and Compliance
2018.02.28
【Tokyo】 The Law on Clinical Research and Compliance
2018.02.10
【Nagoya】Summary of EU General Data Protection Regulations (GDPR) and Compliance Therewith
2018.02.05
Anti-Bribery of Foreign Public Officials (Client seminar)
2017.11.22
Overseas Subsidiaries and Internal Control
2017.11.13
Nagoya: Actual Practices in Responding to Corporate Scandals and Preparatory Measures Therefor (Based on Cases in Japan and China)
2017.08.23
Human Rights Due Diligence and Employment Compliance: Towards the realization of decent working conditions in supply chains
2017.07.06
Global Compliance and Crisis Management Practices - A Panel Discussion on Perspectives Thereon with Panelists, including a Former Inspector of the U.S. Department of Justice
2017.05.31
Overseas Subsidiaries and Internal Control
2015.07.02
Damage Control in the Event of Liability Issues Caused by Recalled Products

MORE

Contact us

ページTOPへ